Mark F. Greco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Francis Greco was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1979. Mark had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2018 - March 26, 2019
WINGATE WEALTH ADVISORS, INC.
August 30, 2006 - December 13, 2006
COMMONWEALTH FINANCIAL NETWORK
January 7, 2004 - June 27, 2006
SEI INVESTMENTS DISTRIBUTION CO.
December 12, 2000 - January 14, 2002
SIGNATOR INVESTORS, INC.
June 14, 1985 - November 15, 2000
NEW ENGLAND SECURITIES
August 28, 1981 - March 14, 1983
FINANCIAL SQUARE PARTNERS
July 2, 1979 - July 14, 1981
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
WINGATE WEALTH ADVISORS, INC.
CRD#: 105012 / SEC#: 801-28664
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WINGATE WEALTH ADVISORS, INC.
CRD#: 105012 / SEC#: 801-28664
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,849 |
| AUM (Assets Under Management) | $ 1,324,958,318 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
