Keith A. Bradley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Allen Bradley was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 1979. Keith had worked at 12 firms and has passed the Series 63, SIE, Series 62, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2016 - April 12, 2017
SUMMIT FINANCIAL GROUP INC
September 1, 2016 - April 12, 2017
SUMMIT BROKERAGE SERVICES, INC.
February 7, 2003 - September 1, 2016
VSR FINANCIAL SERVICES, INC.
January 30, 2002 - September 1, 2016
VSR FINANCIAL SERVICES, INC.
January 31, 2001 - February 5, 2002
RUSHMORE SECURITIES CORPORATION
July 20, 1998 - March 8, 2001
NORTHSTAR SECURITIES, INC.
March 30, 1995 - December 9, 1998
DOMINION CAPITAL CORPORATION
June 16, 1994 - July 23, 2003
RESERVE MANAGEMENT, INC.
May 21, 1992 - February 20, 1995
IFG NETWORK SECURITIES, INC.
June 14, 1991 - February 7, 2003
THE MASTERS, INC.
November 28, 1989 - June 10, 1992
DERAND/PENNINGTON/BASS, INC.
January 31, 1982 - November 14, 1989
PFS INVESTMENTS INC.
July 2, 1979 - January 5, 1982
ENTERPRISE FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/7/2003
Corporate Securities Limited Representative ExaminationSeries 1
Date: 6/25/1979
Registered Representative ExaminationCurrent Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
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