Linda A. Kochan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Anne Kochan, who also goes by Linda Anne Bohren, Linda Anne Dethlefs, Linda Kochan, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1979. Linda had worked at 4 firms and has passed the Series 63, Series 5, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 1988 - April 18, 1991
LAKE & ASSOCIATES
June 23, 1983 - November 11, 1987
FIRST UNITED SECURITIES GROUP OF CALIFORNIA
May 28, 1982 - June 3, 1983
PETERSON, DIEHL & COMPANY, INC.
June 26, 1979 - January 22, 1982
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 5/21/1984
Interest Rate Options ExaminationCurrent Firm
LAKE & ASSOCIATES
CRD#: 21044 / SEC#: , 8-38638
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
