Michael L. Christensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Lynn Christensen, who also goes by Mike Lynn Christensen, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1979. Michael had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2014 - July 24, 2015
KESTRA PRIVATE WEALTH SERVICES, LLC
July 28, 2014 - July 24, 2015
KESTRA INVESTMENT SERVICES, LLC
March 31, 1998 - July 31, 2014
RBC CAPITAL MARKETS, LLC
March 2, 1998 - July 31, 2014
RBC CAPITAL MARKETS, LLC
December 20, 1993 - March 2, 1998
DAIN RAUSCHER INCORPORATED
September 28, 1983 - December 23, 1993
PRUDENTIAL EQUITY GROUP, LLC
June 21, 1979 - October 13, 1983
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
KESTRA PRIVATE WEALTH SERVICES, LLC
CRD#: 155193 / SEC#: 801-71936
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA PRIVATE WEALTH SERVICES, LLC
CRD#: 155193 / SEC#: 801-71936
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
