Kent A. Barghols
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kent A Barghols, who also goes by Kent Bags, Bags Barghols, was a registered financial professional .
Kent is a previously registered financial professional and started their career in finance in 1979. Kent had worked at 7 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 1995 - March 3, 1998
KFS BD, INC.
April 29, 1993 - July 21, 1995
STIFEL, NICOLAUS & COMPANY, INCORPORATED
October 27, 1992 - May 6, 1993
ROBERT W. BAIRD & CO. INCORPORATED
April 7, 1989 - November 4, 1992
DICKINSON & CO.
August 26, 1985 - April 10, 1989
ALLIED GROUP SECURITIES CORPORATION
July 29, 1981 - April 20, 1983
E. F. HUTTON & COMPANY INC
June 21, 1979 - December 21, 1983
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KFS BD, INC.
CRD#: 490 / SEC#: , 8-2441
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Arbitration | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
