Philip G. Murray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Gerard Murray JR, who also goes by Philip G Murray Jr, Phillip Gerard Murray Jr, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1979. Philip had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 3, Series 5, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2016 - October 9, 2017
BOSTON HARBOR WEALTH ADVISORS, LLC
July 16, 2015 - February 1, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 2, 2015 - February 1, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 5, 2009 - July 22, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
October 5, 2009 - July 22, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
August 27, 2008 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
June 27, 2008 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
January 13, 2006 - July 10, 2008
RBC CAPITAL MARKETS, LLC
December 2, 2005 - July 10, 2008
RBC CAPITAL MARKETS, LLC
March 12, 2002 - December 21, 2005
ADVEST, INC.
September 8, 1994 - March 21, 2002
UBS FINANCIAL SERVICES INC.
May 17, 1991 - August 4, 1994
TUCKER ANTHONY INCORPORATED
March 9, 1988 - May 1, 1991
MORGAN STANLEY DW INC.
February 20, 1981 - April 9, 1988
E. F. HUTTON & COMPANY INC
June 21, 1979 - March 19, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/19/1981
Interest Rate Options ExaminationSeries 8
Date: 10/26/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BOSTON HARBOR WEALTH ADVISORS, LLC
CRD#: 282486 / SEC#: 801-108986
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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