John L. Madden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Laurence Madden, who also goes by J L Madden, John Lawrence Madden, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1979. John had worked at 11 firms and has passed the Series 63, Series 15, Series 5, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2002 - December 31, 2004
INTEGRITY BROKERAGE, LLC
February 22, 2002 - August 30, 2002
AARON CAPITAL INCORPORATED
April 8, 1998 - October 23, 2002
TRADEWAY SECURITIES GROUP, INC.
January 6, 1997 - April 9, 1998
MERIT CAPITAL ASSOCIATES, INC.
May 21, 1996 - January 21, 1997
KENNY SECURITIES CORP.
May 27, 1994 - June 17, 1996
GKN SECURITIES CORP.
August 23, 1993 - May 31, 1994
BILTMORE SECURITIES, INC.
April 28, 1992 - September 2, 1993
GKN SECURITIES CORP.
January 8, 1990 - May 1, 1992
BILTMORE SECURITIES, INC.
February 18, 1987 - January 10, 1990
MORGAN STANLEY DW INC.
September 12, 1983 - March 7, 1987
UBS FINANCIAL SERVICES INC.
April 6, 1981 - September 27, 1983
CITIGROUP GLOBAL MARKETS INC.
June 21, 1979 - May 3, 1981
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 1/17/1985
Foreign Currency Options ExaminationSeries 5
Date: 10/23/1981
Interest Rate Options ExaminationSeries 8
Date: 8/27/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
INTEGRITY BROKERAGE, LLC
CRD#: 117589 / SEC#: , 8-53604
Contact information
FINRA licenses (8 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
