ROBERT P. DORWEILER

CENTRAL STATES CAPITAL MARKETS | Municipal Trading and Underwriting

West Des Moines, IA 50266

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CRD#: 867654

Professional summary

ROBERT PHILIP DORWEILER, who also goes by Bob Dorweiler, is a registered financial professional currently at CENTRAL STATES CAPITAL MARKETS, LLC located in West Des Moines, Iowa.

ROBERT is registered as a RR (Registered Representative) and started their career in finance in 1979. ROBERT has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 52, Series 8, Series 53 and Series 54FN exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bob Dorweiler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view ROBERT PHILIP DORWEILER's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2018 - Present

CENTRAL STATES CAPITAL MARKETS, LLC

Office #1: 2600 Westown Parkway Suite 220, West Des Moines, IA 50266

RIA

CRD#: 155291

West Des Moines, IA

Past

July 28, 2009 - March 27, 2018

DMKC ADVISORY SERVICES, LLC

RIA

CRD#: 145112

DES MOINES, IA

Past

July 28, 2009 - March 27, 2018

D.M. KELLY & COMPANY

CRD#: 38770

DES MOINES, IA

Past

December 27, 1999 - July 31, 2009

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

CLIVE, IA

Past

March 2, 1998 - July 31, 2009

RBC CAPITAL MARKETS, LLC

CRD#: 31194

CLIVE, IA

Past

May 28, 1993 - March 2, 1998

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

September 18, 1989 - May 18, 1993

KFS BD, INC.

CRD#: 490

OMAHA, NE

Past

May 26, 1987 - August 9, 1991

DICKINSON & CO.

CRD#: 689

DES MOINES, IA

Past

June 22, 1979 - June 15, 1987

SHAW, MCDERMOTT & CO.

CRD#: 6983

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/2/2018)

Colorado
(5/2/2018)

Florida
(5/3/2022)

Iowa
(5/2/2018)

Kansas
(5/2/2018)

Minnesota
(7/17/2018)

Exams

State Security Law Exam

Series 63

Date: 9/10/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/21/1987

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 6/16/1979

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 4/22/1991

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 53

Date: 8/25/1980

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 54FN

Date: 7/12/1979

Municipal Securities Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

CENTRAL STATES CAPITAL MARKETS, LLC

CRD#: 155291 / SEC#: 801-79295, 8-68711

RIA

Registered Investment Advisory firm - SEC (1/3/2017 Terminated)

Iowa

Registered Investment Advisory firm - SEC (1/23/2018 Approved)

Kansas

Registered Investment Advisory firm - SEC (10/12/2016 Approved)

Missouri

Registered Investment Advisory firm - SEC (12/29/2016 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4200 W 83rd Street Suite 101, Prairie Village, KS 66208

Mailing Address

4200 W 83rd Street Suite 101, Prairie Village, KS 66208

Phone number

(913) 766-6565

Established

Kansas since 08/31/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (27 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
CLASSEN, MARK K	MEMBER	6886821
CENTRAL STATES FINANCIAL SERVICES, LLC	HOLDING COMPANY; MEMBER
YOUNG, ROBERT MORRIS JR	CHAIRMAN & CCO	501297
ADDISON, LAURIE ANNE	CHIEF FINANCIAL OFFICER & FINOP	7488882
HORTON, MICHAEL ALAN	DIRECTOR, BRANCH MANAGER	1041106
STEPP, JOHN DANIEL	MANAGING DIRECTOR, CEO; ELECTED MANAGER	501417

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 27,936,117

Disclosures

Regulatory Event	6
Criminal	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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ROBERT P. DORWEILER

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view ROBERT PHILIP DORWEILER's CRS (Customer Relationship Summary).

Certified licenses

Experience

DMKC ADVISORY SERVICES, LLC

D.M. KELLY & COMPANY

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

DAIN RAUSCHER INCORPORATED

KFS BD, INC.

DICKINSON & CO.

SHAW, MCDERMOTT & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/10/1987

SIE

Date: 10/1/2018

Series 7

Date: 2/21/1987

Series 52

Date: 6/16/1979

Series 8

Date: 4/22/1991

Series 53

Date: 8/25/1980

Series 54FN

Date: 7/12/1979

FINRA

Current Firm

CENTRAL STATES CAPITAL MARKETS, LLC

Contact information

FINRA licenses (27 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CENTRAL STATES CAPITAL MARKETS, LLC

TRUST BUT VERIFY

Contact information

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