John D. Denando
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John David Denando was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1979. John had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 5, Series 7, Series 28, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2015 - December 19, 2017
NEW PINNACLE CAPITAL, LLC
July 17, 2002 - December 31, 2016
PINNACLE CAPITAL SECURITIES, LLC
January 4, 1999 - August 28, 2002
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 26, 1996 - March 30, 2015
PINNACLE CAPITAL SECURITIES, LLC
February 10, 1992 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
June 17, 1980 - March 5, 1992
LEHMAN BROTHERS INC.
January 31, 1980 - July 13, 1980
UBS FINANCIAL SERVICES INC.
June 21, 1979 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationSeries 28
Date: 4/29/2002
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
NEW PINNACLE CAPITAL, LLC
CRD#: 168992 / SEC#:
Contact information
Red Flags
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