Michael A. Bagnulo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Aldo Bagnulo was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1979. Michael had worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2012 - July 1, 2025
L.M. KOHN & COMPANY
January 17, 2012 - July 1, 2025
L.M. KOHN & COMPANY
January 13, 2011 - January 17, 2012
MIDSOUTH CAPITAL, INC.
June 15, 2005 - December 31, 2010
MIDSOUTH CAPITAL, INC.
July 12, 2001 - January 17, 2012
MIDSOUTH CAPITAL, INC.
December 19, 2000 - August 3, 2001
AUERBACH, POLLAK & RICHARDSON INC.
January 22, 1990 - December 19, 2000
AMERICAN FRONTEER FINANCIAL CORPORATION
January 9, 1986 - July 8, 1986
J.P. MORGAN SECURITIES LLC
January 19, 1984 - January 12, 1990
SWINK & COMPANY, INC.
October 24, 1979 - December 27, 1983
HERETH, ORR & JONES, INC.
June 21, 1979 - October 26, 1979
FIRST CITIZENS MUNICIPAL CORPORATION
Primary Firm SEC Registration
L.M. KOHN & COMPANY
CRD#: 27913 / SEC#: 801-38116, 8-43303
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
L.M. KOHN & COMPANY
CRD#: 27913 / SEC#: 801-38116, 8-43303
Contact information
SEC notice filing (5 States and Territories)
FINRA licenses (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,799 |
| AUM (Assets Under Management) | $ 2,091,208,747 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
