Raymond E. Jennison
Professional summary
Raymond Ellis Jennison JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Raymond is a previously registered financial professional and started their career in finance in 1979. Prior to being barred, Raymond had worked at 4 firms, which includes BULLISH BOB BAGLEY SECURITIES INC., FIRST CANTERBURY SECURITIES INC., FIRST SAN ANTONIO SECURITIES INC., PRINCIPAL FINANCIAL SECURITIESINC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 1991 - May 26, 1992
BULLISH BOB BAGLEY SECURITIES, INC.
December 6, 1983 - March 24, 2021
FIRST CANTERBURY SECURITIES, INC.
May 13, 1981 - October 5, 1983
FIRST SAN ANTONIO SECURITIES, INC.
June 21, 1979 - October 4, 1979
PRINCIPAL FINANCIAL SECURITIES,INC.
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 1/2/2023
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
BULLISH BOB BAGLEY SECURITIES, INC.
CRD#: 24761 / SEC#: , 8-41372
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAGLEY, ROBERT MICHAEL JR | PRESIDENT/CHIEF COMPLIANCE OFFICER | 10044 |
Red Flags
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