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RS

Roger Don Sidener

CRD# 867487·Registered 1979 - 2017
Previously Registered: Being a previously registered professional could mean that Roger is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Roger Don Sidener was a registered financial advisor. Roger was a previously registered financial professional and started their career in finance 1979 - 2017. Roger had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

SIDENER ASSET MANAGEMENT·CRD# 115112
RIA
San Angelo, TX
April 14, 2015 - May 16, 2017
INTL ADVISORY CONSULTANTS INC.·CRD# 130888
RIA
San Angelo, TX
March 28, 2012 - May 30, 2014
STONEX SECURITIES INC.·CRD# 18456
BD
San Angelo, TX
February 22, 2012 - December 31, 2017
SYNERGY INVESTMENT GROUP, LLC·CRD# 46035
BD
San Angelo, TX
July 1, 2003 - March 7, 2012
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
El Segundo, CA
April 27, 1990 - July 31, 2003
PRINCIPAL FINANCIAL SECURITIES,INC.·CRD# 260
BD
Dallas, TX
June 21, 1979 - April 30, 1990

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Current Firm

SA
SIDENER ASSET MANAGEMENT

ROGER DON SIDENER | SIDENER, ESTES, BOWDEN AND COMPANY, INC. | SIDENER ASSET MANAGEMENT

CRD#: 115112

Contact Information

Main Address

16 E. Beauregard Avenue, San Angelo, TX 76903

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1983About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1979About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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