Rita D. Schwartz

SIEBERT ADVISORNXT.

Calabasas, CA 91302

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CRD#: 867479

Professional summary

Rita Diana Schwartz, who also goes by Rita D Laks, Riat Lief, Rita D Lief, Rita Diana Lief, Rita Lief, is a registered financial advisor currently at SIEBERT ADVISORNXT, LLC. located in Calabasas, California and MURIEL SIEBERT & CO., LLC located in Beverly Hills, California.

Rita is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Rita has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rita D Laks | Riat Lief | Rita D Lief | Rita Diana Lief | Rita Lief

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business: Siebert AdvisorNxt, LLC Investment Related: Yes Location: Same location as Muriel Siebert, & Co., LLC Nature of business: Investment Advisory Firm Position, Title or Relationship: Dual employee. Investment Advisor Representative Approximate number of hours: Full time. Time split 50/50 between Muriel Siebert & Co., LLC and Siebert AdvisorNxt, LLC, subject to monthly change Compensation at both entities paid by same parent company, Siebert Financial Corporation as both are under common ownership and control of parent company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rita Diana Schwartz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2018 - Present

SIEBERT ADVISORNXT, LLC.

Office #1: 24005 Ventura Blvd, Calabasas, CA 91302

RIA

CRD#: 288572

Calabasas, CA

Current

January 2, 2018 - Present

MURIEL SIEBERT & CO., LLC

Office #1: 9378 Wilshire Blvd Suite 300, Beverly Hills, CA 90212

CRD#: 5376

Beverly Hills, CA

Past

June 22, 2016 - December 31, 2017

STOCKCROSS FINANCIAL SERVICES, INC.

RIA

CRD#: 6670

CALABASAS, CA

Past

July 18, 2008 - December 31, 2017

STOCKCROSS FINANCIAL SERVICES, INC.

CRD#: 6670

CALABASAS, CA

Past

January 22, 1998 - June 15, 2001

TD SECURITIES (USA) LLC

CRD#: 18476

NEW YORK, NY

Past

November 7, 1997 - December 4, 2006

TD AMERITRADE, INC.

CRD#: 7870

BEVERLY HILLS, CA

Past

February 15, 1984 - November 7, 1997

KENNEDY, CABOT & CO.

CRD#: 2417

BEVERLY HILLS, CA

Past

April 13, 1983 - August 22, 1983

CALIFORNIA MUNICIPAL INVESTORS, INC.

CRD#: 7311

Past

November 2, 1979 - March 7, 1983

LAZARD FRERES & CO. LLC

CRD#: 2528

Past

June 21, 1979 - October 20, 1979

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIEBERT ADVISORNXT, LLC.

SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.

CRD#: 288572 / SEC#: 801-110718

RIA

Registered Investment Advisory firm - (7/11/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/2/2018)

California
(1/2/2018)

IAR

California
(4/2/2018)

Colorado
(1/2/2018)

Florida
(3/6/2023)

Georgia
(3/14/2024)

Indiana
(2/10/2023)

Maine
(7/24/2025)

Massachusetts
(3/3/2022)

Minnesota
(7/1/2024)

Nebraska
(4/19/2022)

Nevada
(3/6/2023)

New Jersey
(3/6/2023)

New York
(1/2/2018)

Ohio
(3/6/2023)

Oregon
(1/2/2018)

Rhode Island
(7/1/2024)

Texas
(6/2/2022)

Virginia
(1/18/2022)

Washington
(7/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/13/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/1979

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/16/1995

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

SIEBERT ADVISORNXT, LLC.

SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.

CRD#: 288572 / SEC#: 801-110718

RIA

Registered Investment Advisory firm - (7/11/2017 Approved)

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Contact information

Main Address

300 Vesey Street 5th Floor, New York, NY, 10282

Mailing Address

653 Collins Avenue, Miami Beach, FL 33139

Phone number

(800) 872-0444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIEBERT ADVISORNXT PART 2 BROCHURE MARCH 31, 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	786
AUM (Assets Under Management)	$ 287,623,668

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Rita D. Schwartz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rita Diana Schwartz's CRS (Customer Relationship Summary).

Certified licenses

Experience

MURIEL SIEBERT & CO., LLC

STOCKCROSS FINANCIAL SERVICES, INC.

STOCKCROSS FINANCIAL SERVICES, INC.

TD SECURITIES (USA) LLC

TD AMERITRADE, INC.

KENNEDY, CABOT & CO.

CALIFORNIA MUNICIPAL INVESTORS, INC.

LAZARD FRERES & CO. LLC

DREXEL BURNHAM LAMBERT INCORPORATED

Primary Firm SEC Registration

SIEBERT ADVISORNXT, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/13/1987

SIE

Date: 10/1/2018

Series 7

Date: 6/16/1979

Series 24

Date: 6/16/1995

FINRA

Nasdaq Stock Market

New York Stock Exchange

Current Firm

SIEBERT ADVISORNXT, LLC.

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SIEBERT ADVISORNXT, LLC.

TRUST BUT VERIFY

Contact information

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