Kathryn A. Marshak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathryn Anne Marshak, who also goes by Kathryn Anne Gambino, Kathryn Anne Napodano, was a registered financial professional .
Kathryn is a previously registered financial professional and started their career in finance in 1979. Kathryn had worked at 10 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 8, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 1993 - January 2, 2018
MURIEL SIEBERT & CO., LLC
August 28, 1992 - March 24, 1993
DUNHILL EQUITIES, INC.
January 2, 1991 - August 14, 1992
SECURITIES AMERICA, INC.
February 1, 1990 - June 22, 1990
WESTCO INVESTMENT CORP.
November 22, 1989 - January 3, 1990
V P SECURITIES, INC.
November 16, 1989 - December 8, 1989
DONALD & CO. SECURITIES INC.
May 1, 1989 - November 18, 1989
WILLIAM M. CADDEN & CO., INC.
April 3, 1985 - March 10, 1989
INVESTORS CENTER, INC.
October 2, 1981 - January 22, 1985
FIDELITY BROKERAGE SERVICES LLC
June 21, 1979 - October 16, 1981
SOURCE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/10/2000
Limited Representative-Equity Trader ExamSeries 8
Date: 6/22/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MURIEL SIEBERT & CO., LLC
CRD#: 5376 / SEC#: , 8-14900
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIEBERT FINANCIAL CORPORATION | PARENT COMPANY | |
| BENDER, KYLE ROBERT | REGISTERED OPTIONS AND SECURITIES FUTURES PRINCIPAL ("ROSFP") | 2287329 |
| BONO, RONALD ROSS | CUSTOMER RELATIONSHIP OFFFICER | 1247269 |
| COLOMBINO, MICHAEL JONATHAN | CHIEF FINANCIAL OFFICER/BOARD MEMBER | 4871852 |
| GEBBIA, GLORIA ESTELLE | BOARD MEMBER | 2126152 |
| GEBBIA, JOHN MICHAEL | CO-CEO/BOARD MEMBER | 1866455 |
| GEBBIA, RICHARD SAL | CO-CEO/BOARD MEMBER | 2348552 |
| REICH, ANDREW HENRY | BOARD MEMBER | 1966909 |
| SCHEBECE, GREGORY CHARLES | CHIEF INFORMATION OFFICER | 1498632 |
| SCUTERI, FREDRICK PAUL | CHIEF OPERATING OFFICER | 2623915 |
| SOSNOWSKI, PETER JAMES | NATIONAL SALES MANAGER | 1540143 |
| VILLELLA, BARBARA DUNNE | CCO/AMLCO | 1719722 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
