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Bernard Bushell

CRD# 867469·Registered 1979 - 1991
Previously Registered: Being a previously registered professional could mean that Bernard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bernard Bushell was a registered financial advisor. Bernard was a previously registered financial professional and started their career in finance 1979 - 1991. Bernard had worked at 4 firms and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

DAMON, ANDREWS & COMPANY LTD.·CRD# 7770
BD
New York, NY
October 20, 1989 - December 30, 1991
INTEGRAL INVESTORS INCORPORATED·CRD# 14085
BD
December 2, 1983 - September 26, 1988
DAMON, ANDREWS & COMPANY LTD.·CRD# 7770
BD
November 15, 1982 - December 1, 1983
DAMON, ANDREWS & COMPANY LTD.·CRD# 7770
BD
December 10, 1980 - August 24, 1981
BENJAMIN SECURITIES, INC.·CRD# 7754
BD
August 7, 1979 - November 28, 1980
DOMIK CORP.·CRD# 223
BD
June 21, 1979 - August 2, 1979

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Current Firm

DA
DAMON, ANDREWS & COMPANY LTD.

DAMON, ANDREWS & COMPANY LTD.

CRD#: 7770 / SEC#: 8-23306
BD
Terminated by SEC on 01/15/1995

Contact Information

Established

New York since 03/29/1978

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Jun 1979About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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