Mark S. Vanmourick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Sholes Vanmourick was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1979. Mark had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2007 - May 4, 2011
SECTOR LOGIC, LP
October 24, 2007 - May 4, 2011
AMERICAN STRATEGIC CAPITAL
April 26, 1999 - December 31, 2018
GRAMERCY SECURITIES, INC.
February 7, 1999 - April 21, 1999
UNITED SECURITIES OF AMERICA, INC.
July 8, 1997 - February 1, 2019
OPTIVEST, INC.
March 10, 1992 - July 6, 1992
WEALTH RESOURCE CAPITAL CORPORATION
May 30, 1991 - December 9, 1998
GROVE POINT INVESTMENTS, LLC
March 2, 1989 - May 20, 1991
INDEPENDENT FINANCIAL GROUP, LLC
June 15, 1987 - April 8, 1989
ROTH CAPITAL PARTNERS, LLC
June 21, 1979 - March 4, 1987
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/31/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SECTOR LOGIC, LP
CRD#: 143470 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 83 |
| AUM (Assets Under Management) | $ 48,583,834 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
