Thomas C. Richardson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Craig Richardson, who also goes by Twitch Richardson, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1979. Thomas had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2019 - February 28, 2020
CAMBRIA CAPITAL, LLC
October 2, 2003 - December 31, 2018
SPENCER EDWARDS, INC.
October 11, 2002 - September 3, 2003
VIEWTRADE SECURITIES, INC.
September 13, 1994 - November 16, 2001
EMMETT A LARKIN COMPANY, INC.
May 24, 1991 - July 15, 1994
U.S. SECURITIES CLEARING CORP.
August 28, 1990 - March 14, 1991
WHITEHOUSE & MOORE INVESTMENTS, INC.
June 21, 1979 - August 21, 1990
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/9/2000
Limited Representative-Equity Trader ExamCurrent Firm
CAMBRIA CAPITAL, LLC
CRD#: 133760 / SEC#: 801-112108, 8-66768
Contact information
FINRA licenses (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 134 |
| AUM (Assets Under Management) | $ 10,552,928 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
