Sheldon J. Harber

VISIONARY WEALTH ADVISORS

St. Louis, MO 63144

Some features on this profile are disabled

CRD#: 867340

Professional summary

Sheldon Jay Harber, CFP® is a registered financial advisor currently at VISIONARY WEALTH ADVISORS, LLC located in St. Louis, Missouri.

Sheldon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Sheldon has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed insurance agent; investment-related; less than 10 hours per week during securities trading hours. Member of Aisle411 Partners LLC since 2013; technology company relating to indoor location services; as a passive investor, being of a member of this LLC does not require any time by me and I do not hold any title or position with the company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sheldon Jay Harber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1983

Experience

Current

July 18, 2016 - Present

VISIONARY WEALTH ADVISORS, LLC

Office #1: 1401 South Brentwood Boulevard Suite 700, St. Louis, MO 63144

RIA

CRD#: 169610

St. Louis, MO

Past

September 2, 2014 - January 14, 2016

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

St. Louis, MO

Past

August 29, 2014 - January 14, 2016

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

St. Louis, MO

Past

November 15, 2006 - September 4, 2014

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

ST. LOUIS, MO

Past

November 1, 2002 - September 4, 2014

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

ST. LOUIS, MO

Past

October 25, 1995 - March 14, 2007

ASSET STRATEGIES, INC.

RIA

CRD#: 115323

ST. LOUIS, MO

Past

August 30, 1993 - November 1, 2002

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

ST LOUIS, MO

Past

May 17, 1993 - November 1, 2002

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

March 22, 1988 - May 21, 1993

TRANSAMERICA SECURITIES SALES CORPORATION

CRD#: 17970

LOS ANGELES, CA

Past

March 22, 1988 - May 21, 1993

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

LOS ANGELES, CA

Past

April 23, 1980 - March 31, 1988

OSAIC FS, INC.

CRD#: 3870

Past

June 15, 1979 - July 1, 1980

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VISIONARY WEALTH ADVISORS, LLC

ARVEN ADVISORS | VISIONARY WEALTH ADVISORS, LLC | DORIA ADVISORS, LLC | BANYAN WEALTH ADVISORS

CRD#: 169610 / SEC#: 801-78788

RIA

Registered Investment Advisory firm - (11/12/2013 Approved)

Iowa

Registered Investment Advisory firm - (12/23/2019 Terminated)

Mississippi

Registered Investment Advisory firm - (12/20/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/17/2017)

IAR

Missouri
(7/18/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/25/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/25/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/14/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/21/1987

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 6/9/1979

Registered Representative Examination

Principal/Supervisory Exam

Series 51

Date: 5/6/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/28/1988

General Securities Principal Examination

Current Firm

VISIONARY WEALTH ADVISORS, LLC

ARVEN ADVISORS | VISIONARY WEALTH ADVISORS, LLC | DORIA ADVISORS, LLC | BANYAN WEALTH ADVISORS

CRD#: 169610 / SEC#: 801-78788

RIA

Registered Investment Advisory firm - (11/12/2013 Approved)

Iowa

Registered Investment Advisory firm - (12/23/2019 Terminated)

Mississippi

Registered Investment Advisory firm - (12/20/2019 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1401 South Brentwood Boulevard Suite 700, St. Louis, MO 63144

Mailing Address

Phone number

(314) 764-2727

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VWA WRAP DISCLOSURE BROCHURE (3/31/2025)

VWA DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	10,262
AUM (Assets Under Management)	$ 2,857,606,496

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/07/2023	Cover Page	Report
10/12/2023	Cover Page	Report
12/14/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Aaron Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Frontenac, MO

Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

IAR

ST. LOUIS, MO

Michael Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

ST. PETERS, MO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sheldon J. Harber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sheldon Jay Harber's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

ASSET STRATEGIES, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

TRANSAMERICA SECURITIES SALES CORPORATION

TRANSAMERICA FINANCIAL ADVISORS, INC.

OSAIC FS, INC.

JOHN HANCOCK DISTRIBUTORS LLC

Primary Firm SEC Registration

VISIONARY WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/25/1997

Series 63

Date: 8/25/1979

SIE

Date: 1/14/2016

Series 7

Date: 2/21/1987

Series 1

Date: 6/9/1979

Series 51

Date: 5/6/2003

Series 24

Date: 6/28/1988

Current Firm

VISIONARY WEALTH ADVISORS, LLC

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VISIONARY WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors