Frank C. Rubino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Christopher Rubino, who also goes by Frank C Rubino, Frank Christopher Rubino Mr., Frank Rubino, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1979. Frank had worked at 9 firms and has passed the Series 65 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2011 - July 16, 2012
ALLSTATE FINANCIAL ADVISORS, LLC
January 31, 2011 - July 13, 2012
ALLSTATE FINANCIAL SERVICES, LLC
March 17, 2010 - November 23, 2010
EQUITABLE ADVISORS, LLC
March 4, 2010 - November 23, 2010
EQUITABLE ADVISORS, LLC
November 12, 2004 - September 1, 2009
VALIC FINANCIAL ADVISORS, INC.
April 27, 2000 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
April 27, 2000 - September 1, 2009
VALIC FINANCIAL ADVISORS, INC.
November 4, 1986 - April 20, 1989
SG EQUITIES CORPORATION
January 23, 1986 - March 31, 2000
NATIONWIDE INVESTMENT SERVICES CORPORATION
July 8, 1985 - October 20, 1986
TNE INVESTMENT SERVICES CORPORATION
June 11, 1979 - May 29, 1985
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/3/1979
Registered Representative ExaminationCurrent Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
