John M. Shubert

BLUE GRANITE CAPITAL

Orlando, FL

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CRD#: 867108

Professional summary

John Marc Shubert, who also goes by John M Shubert, is a registered financial advisor currently at BLUE GRANITE CAPITAL, LLC located in Orlando, Florida.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. John has worked at 16 firms and has passed the Series 63, SIE, Series 7, Series 26, Series 53, Series 27, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John M Shubert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)VanBert Capital, LLC: not investment related; I am a 50% shareholder in two warehouse properties; the start of business was 2003; approximately 1/2 hour per month (2) Grass Roots Aviators, LLC; not investment related; I am a 50% shareholder in a private, recreational use airplane--the plane is not leased or chartered; it is entirely for personal use; approximately 1/2 hour per month (3) John periodically invests, personally, in short-term investment/trading strategies (e.g., options), which may or may not utilize automated 3rd party (non-investment firm) programs.; No ownership in a corporate entity is involved with said activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Marc Shubert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 26, 2018 - Present

BLUE GRANITE CAPITAL, LLC

RIA

CRD#: 125607

Orlando, FL

Past

January 23, 2018 - July 3, 2018

CBIZ INVESTMENT ADVISORY SERVICES, LLC

RIA

CRD#: 286002

MAITLAND, FL

Past

April 18, 2002 - July 3, 2018

CBIZ FINANCIAL SOLUTIONS, INC.

RIA

CRD#: 16678

MAITLAND, FL

Past

March 20, 2001 - July 3, 2018

CBIZ FINANCIAL SOLUTIONS, INC.

CRD#: 16678

MAITLAND, FL

Past

November 24, 1998 - July 7, 1999

CORPORATE BENEFITS ASSET MANAGEMENT, INC.

CRD#: 45709

ORLANDO, FL

Past

August 31, 1994 - February 3, 1998

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

August 31, 1994 - February 3, 1998

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

February 28, 1994 - August 15, 1994

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

June 7, 1993 - February 4, 1994

NATIONSSECURITIES

CRD#: 32542

Past

April 5, 1993 - June 7, 1993

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

March 30, 1992 - February 24, 1993

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 4, 1991 - March 17, 1992

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

June 4, 1987 - January 4, 1991

SHUBERT RIZOR SECURITIES, INC.

CRD#: 18581

Past

February 17, 1987 - March 4, 1991

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

ORLANDO, FL

Past

November 7, 1983 - March 6, 1987

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

October 29, 1979 - December 15, 1983

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

February 5, 1979 - November 12, 1979

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/26/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/14/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/3/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/20/1979

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/25/1998

Investment Company Products/Variable Contracts Principal Examination

Principal/Supervisory Exam

Series 53

Date: 12/1/1987

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 3/13/1987

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 2/6/1987

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/24/1986

General Securities Principal Examination

Current Firm

BLUE GRANITE CAPITAL, LLC

BLUE GRANITE CAPITAL | BLUE GRANITE CAPITAL, LLC

CRD#: 125607 / SEC#: 801-107516

RIA

Registered Investment Advisory firm - (10/27/2020 Terminated)

Colorado

Registered Investment Advisory firm - (7/31/2020 Approved)

Florida

Registered Investment Advisory firm - (10/26/2020 Approved)

South Carolina

Registered Investment Advisory firm - (5/18/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

215 East Bay Street Suite 500m, Charleston, SC 29401

Mailing Address

Phone number

(843) 722-7330

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	92
AUM (Assets Under Management)	$ 99,288,521

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John M. Shubert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Marc Shubert's CRS (Customer Relationship Summary).

Certified licenses

Experience

CBIZ INVESTMENT ADVISORY SERVICES, LLC

CBIZ FINANCIAL SOLUTIONS, INC.

CBIZ FINANCIAL SOLUTIONS, INC.

CORPORATE BENEFITS ASSET MANAGEMENT, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

QUICK & REILLY, INC.

NATIONSSECURITIES

BANC OF AMERICA INVESTMENT SERVICES, INC.

CITIGROUP GLOBAL MARKETS INC.

FSC SECURITIES CORPORATION

SHUBERT RIZOR SECURITIES, INC.

INTERNATIONAL ASSETS ADVISORY, LLC

PRUDENTIAL EQUITY GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

THOMSON MCKINNON SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/14/1983

SIE

Date: 7/3/2018

Series 7

Date: 7/20/1979

Series 26

Date: 9/25/1998

Series 53

Date: 12/1/1987

Series 27

Date: 3/13/1987

Series 4

Date: 2/6/1987

Series 24

Date: 12/24/1986

Current Firm

BLUE GRANITE CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLUE GRANITE CAPITAL, LLC

TRUST BUT VERIFY

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