John Marc Shubert
Professional Summary
John Marc Shubert, who also goes by John M Shubert, is a registered financial advisor currently at BLUE GRANITE CAPITAL, LLC located in Orlando, Florida. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. John has worked at 16 firms and has passed the Series 63, SIE, Series 7, Series 26, Series 53, Series 27, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John M Shubert
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
47 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BLUE GRANITE CAPITAL | BLUE GRANITE CAPITAL, LLC
Contact Information
Main Address
215 East Bay Street Suite 500m, Charleston, SC 29401Phone Number
(843) 722-7330# of Employees
3SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
89AUM (Assets Under Management)
$108,773,163Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BLUE GRANITE CAPITAL | BLUE GRANITE CAPITAL, LLC
State Registrations and Notice Filings
(10/26/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Sep 1998About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view John Marc Shubert's CRS (Customer Relationship Summary).
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