John N. Vaccaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Nicholas Vaccaro was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1979. John had worked at 18 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2011 - January 27, 2021
AVATAR SECURITIES, LLC
October 3, 2011 - October 25, 2011
SUMMER STREET RESEARCH PARTNERS
May 11, 2011 - October 6, 2011
AVATAR SECURITIES, LLC
August 10, 2010 - March 11, 2011
MADISON PROPRIETARY TRADING GROUP, LLC
January 5, 2006 - May 1, 2008
SUMMER STREET RESEARCH PARTNERS
October 16, 1996 - February 1, 2006
PACIFIC GROWTH EQUITIES, LLC
November 14, 1995 - September 9, 1996
WELLS FARGO SECURITIES, LLC
June 13, 1995 - November 6, 1995
WEDBUSH SECURITIES INC.
February 17, 1995 - April 2, 1997
PREFERREDTRADE, INC.
September 27, 1994 - December 14, 1994
HOEFER & ARNETT, INCORPORATED
August 31, 1989 - September 7, 1994
J.P. MORGAN SECURITIES LLC
December 21, 1987 - September 5, 1989
LEHMAN BROTHERS INC.
June 5, 1987 - December 17, 1987
THOMSON MCKINNON SECURITIES INC.
December 15, 1986 - June 8, 1987
BRIDGEMERE CAPITAL MARKETS, INC.
January 24, 1986 - January 6, 1987
MCCLURG CAPITAL CORPORATION
November 21, 1983 - July 6, 1984
PRUDENTIAL EQUITY GROUP, LLC
August 20, 1982 - November 28, 1983
MONTGOMERY SECURITIES
November 20, 1981 - August 12, 1982
BECKER PARIBAS INCORPORATED
September 2, 1980 - October 29, 1981
LEHMAN BROTHERS KUHN LOEB INCORPORATED
April 2, 1979 - September 4, 1980
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
AVATAR SECURITIES, LLC
CRD#: 147763 / SEC#: , 8-67932
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVATAR TRADING GROUP, LLC | HOLDING CO. | |
| DEETER, MISHA BODHI | MEMBER | 5132163 |
| BROWSKI, ANDREW CHARLES | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER | 5778834 |
| HOLLAND, RAYMOND F | CO-MANAGING MEMBER | 5509397 |
| KATHWARI, OMAR FAROOQ | CO-MANAGING MEMBER | 5509343 |
| SLOAN NOWAK, JACQUELINE LEE | FINOP/PRINCIPAL FINANCIAL OFFICER | 2717305 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
