William B. Alpert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Balfour Alpert was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1979. William had worked at 6 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 1990 - September 24, 1993
MARINER FINANCIAL SERVICES, INC.
January 18, 1988 - November 6, 1990
HYER, BIKSON & HINSEN, INC.
December 24, 1987 - December 19, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
January 14, 1985 - December 24, 1987
FINANCIAL PLANNERS EQUITY CORPORATION
September 1, 1983 - November 14, 1990
THE COLUMBIAN SECURITIES CORPORATION
June 1, 1979 - January 21, 1985
WZW FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARINER FINANCIAL SERVICES, INC.
CRD#: 8292 / SEC#: , 8-25216
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
