Daniel F. Petronelli
Professional summary
Daniel Francis Petronelli was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Daniel is a previously registered financial professional and started their career in finance in 1979. Prior to being barred, Daniel had worked at 5 firms, which includes WINCHESTER INVESTMENT SECURITIES INC., L.C. WEGARD & CO. INC., F.N. WOLF & CO. INC., SHERWOOD CAPITAL INC., FIRST JERSEY SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 1995 - August 19, 1999
WINCHESTER INVESTMENT SECURITIES, INC.
April 21, 1992 - November 8, 1995
L.C. WEGARD & CO., INC.
June 25, 1991 - May 1, 1992
F.N. WOLF & CO., INC.
May 16, 1988 - August 1, 1989
F.N. WOLF & CO., INC.
February 2, 1987 - May 20, 1988
SHERWOOD CAPITAL, INC.
June 1, 1979 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WINCHESTER INVESTMENT SECURITIES, INC.
CRD#: 28543 / SEC#: , 8-43971
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
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