John D. Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John David Kelly JR, who also goes by Jack Kelly Jr, Jack Kelly, John D Kelly Jr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1979. John had worked at 24 firms and has passed the Series 63, Series 66, Series 65, SIE, Series 22 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2015 - September 8, 2015
CRESCENT SECURITIES GROUP, INC.
September 26, 2014 - December 8, 2014
EMERSON EQUITY LLC
July 29, 2013 - March 21, 2014
ORCHARD SECURITIES, LLC
December 1, 2011 - October 12, 2012
CABIN SECURITIES, INC.
July 14, 2009 - October 9, 2009
NEWBRIDGE SECURITIES CORPORATION
April 14, 2008 - March 2, 2009
NORTHERN LIGHTS DISTRIBUTORS, LLC
April 9, 2007 - April 11, 2008
FORESIDE FUND SERVICES, LLC
December 20, 2006 - April 3, 2007
VALIC FINANCIAL ADVISORS, INC.
November 17, 2006 - April 3, 2007
VALIC FINANCIAL ADVISORS, INC.
October 6, 2004 - December 31, 2006
WELLSTONE SECURITIES, LLC
May 16, 2002 - June 20, 2003
ALLEN C. EWING & CO.
August 10, 2001 - November 16, 2001
DREYFUS INVESTMENT SERVICES COMPANY, LLC
January 29, 2001 - May 18, 2001
SEI INVESTMENTS DISTRIBUTION CO.
April 7, 1994 - May 10, 1999
CUSTODIAN SECURITIES, INC.
November 29, 1991 - December 31, 1992
HAVERFORD TRUST SECURITIES, INC.
October 5, 1990 - December 24, 1990
FUNDMARK INVESTMENT COMPANY SERVICES, INC.
August 28, 1990 - November 7, 1990
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
July 26, 1990 - August 28, 1990
TITAN/VALUE EQUITIES GROUP, INC.
April 3, 1990 - July 3, 1990
J. W. GANT & ASSOCIATES, INC.
April 10, 1989 - January 30, 1990
INVEST FINANCIAL CORPORATION
January 28, 1988 - February 21, 1989
CIBC WORLD MARKETS CORP.
November 3, 1987 - January 12, 1988
LEGG MASON WOOD WALKER, INCORPORATED
October 30, 1987 - November 4, 1987
LEGG MASON MASTEN INC.
June 25, 1984 - October 30, 1987
LEGG MASON WOOD WALKER, INCORPORATED
November 10, 1980 - August 24, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 22, 1980 - November 24, 1980
BUTCHER & SINGER INC.
May 29, 1979 - July 9, 1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CRESCENT SECURITIES GROUP, INC.
CRD#: 114993 / SEC#: , 8-53457
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
