Mayer Offman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mayer Offman was a registered financial professional .
Mayer is a previously registered financial professional and started their career in finance in 1979. Mayer had worked at 18 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2013 - January 2, 2015
T3 TRADING GROUP, LLC
June 30, 2011 - June 15, 2012
KOYOTE TRADING LLC
May 3, 2011 - June 21, 2011
AVATAR SECURITIES, LLC
February 24, 2009 - December 4, 2009
FIRST NEW YORK SECURITIES L.L.C.
November 26, 2008 - February 20, 2009
MADISON PROPRIETARY TRADING GROUP, LLC
March 9, 2007 - February 20, 2009
BETTERMENT SECURITIES
July 18, 2005 - June 18, 2009
OFFMAN SECURITIES, LLC
May 5, 1994 - April 2, 2003
CARLIN EQUITIES, LLC
May 8, 1991 - June 15, 1993
SCHONFELD SECURITIES, LLC
September 19, 1990 - May 10, 1991
AXIOM CAPITAL MANAGEMENT, INC.
January 29, 1990 - July 25, 1990
WINDSOR IBC, INC.
September 15, 1988 - November 25, 1989
LADENBURG THALMANN & CO. INC.
February 23, 1988 - September 21, 1988
LEGEND MERCHANT GROUP, INC.
June 5, 1985 - July 15, 1988
VANDERBILT SECURITIES, INC.
November 19, 1984 - September 9, 1985
LEGEND MERCHANT GROUP, INC.
July 27, 1982 - January 4, 1984
OPPENHEIMER & CO. INC.
June 3, 1980 - July 26, 1982
ROSS, STEBBINS INC.
August 2, 1979 - June 23, 1980
MOORE & SCHLEY, CAMERON & CO.
May 29, 1979 - May 1, 1985
R. F. LAFFERTY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
