BK
Brad M. Kreiner
PARK AVENUE SECURITIES LLC
Southfield, MI 48034
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CRD#: 866748
BK
Professional summary
Brad Michael Kreiner, AIF®, CFP®, who also goes by Brad M Kreiner, Brad Kreiner, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Southfield, Michigan.
Brad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Brad has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brad M Kreiner | Brad Kreiner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Kreiner Financial Network,- independent broker, Nature of business: sale of life, disability, and group insurance, Start date: 02/01/1979, Duties: Insurance products other than those offered through Guardian and its subsidiaries, Address: 29800 Telegraph Rd Southfield, MI 48034, 80 total hours per month 80 during securities trading hours, Investment related, 2) Great Lakes Financial Network LLC- sole proprietor, Nature of business: sell group health medical and Medicare supplements, Duties: Head of company, Start date: 04/26/2004, Address: 29800 Telegraph Rd Southfield, MI 48034, 5 total hours per month, 0 during securities trading hours, Investment related, 3) Oakland University- Adjunct Professor, Nature of business: Teaching CFP classes offered through Oakland University, Start date: 06/01/2009, Duties: Teaching, Address: 318 Meadow Brook Rd Rochester, MI 48309, 23 total hours per month 23 during securities trading hours, Investment related,
CRS (Client Relationship Summary) - RIA
Click below to view Brad Michael Kreiner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brad Michael Kreiner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
November 18, 2024 - Present
PARK AVENUE SECURITIES LLC
Office #1: 29800 Telegraph Road, Southfield, MI 48034RIA
BD
CRD#: 46173
Southfield, MI
Current
November 15, 2024 - Present
PARK AVENUE SECURITIES LLC
Office #1: 29800 Telegraph Road, Southfield, MI 48034RIA
BD
CRD#: 46173
Southfield, MI
Past
November 24, 2010 - November 19, 2024
SPC
RIA
CRD#: 110692
TROY, MI
Past
October 26, 2010 - November 19, 2024
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
Troy, MI
Past
November 20, 2009 - October 27, 2010
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
TROY, MI
Past
September 23, 2008 - October 27, 2010
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
TROY, MI
Past
December 14, 2004 - September 9, 2008
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
TROY, MI
Past
May 25, 1999 - September 9, 2008
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
TROY, MI
Past
June 5, 1997 - May 12, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
January 1, 1985 - November 6, 1986
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
Past
February 10, 1982 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
BD
CRD#: 10293
Past
February 10, 1982 - May 19, 1997
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
May 30, 1979 - May 19, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/11/2025)
IAR
Alabama(6/12/2025)
RR
Colorado(11/20/2024)
IAR
Colorado(11/20/2024)
RR
Florida(11/18/2024)
IAR
Florida(11/18/2024)
RR
Massachusetts(11/19/2024)
IAR
Massachusetts(11/25/2024)
RR
Michigan(11/20/2024)
IAR
Michigan(11/20/2024)
RR
Minnesota(11/21/2024)
IAR
Minnesota(11/21/2024)
IAR
North Carolina(2/28/2025)
RR
North Carolina(3/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 5/23/1979
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
