Robert C. Walther
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Curtis Walther, who also goes by Rob Walther, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1979. Robert had worked at 6 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 1990 - August 22, 1990
LOMBARD SECURITIES CORP.
September 16, 1985 - May 13, 1988
BRADSTREET CAPITAL, INC.
March 14, 1985 - August 19, 1985
R.H. STEWART & CO., INC.
March 6, 1985 - March 29, 1985
STATE STREET SECURITIES, INC.
January 25, 1983 - December 5, 1984
GREENTREE SECURITIES CORP.
May 24, 1979 - September 21, 1981
TROSTER SINGER CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
LOMBARD SECURITIES CORP.
CRD#: 13914 / SEC#: , 8-27839
Contact information
Documents
Red Flags
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