Joseph N. Tranzillo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Nickolas Tranzillo was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1979. Joseph had worked at 8 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2012 - January 13, 2014
SEIDEL & CO., LLC
June 21, 2005 - October 10, 2012
WOLFE & HURST BOND BROKERS INC.
June 22, 1998 - June 17, 2005
SEABOARD SECURITIES, INC.
September 1, 1994 - August 4, 1997
HERZOG, HEINE, GEDULD, LLC
November 1, 1993 - September 12, 1994
CANTOR FITZGERALD SECURITIES
August 23, 1990 - September 12, 1994
MINT BROKERS
April 11, 1988 - June 7, 1990
LEHMAN BROTHERS INC.
May 24, 1979 - April 11, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SEIDEL & CO., LLC
CRD#: 42821 / SEC#: , 8-50016
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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