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John Vonderlieth Iii

CRD# 866567·Registered 1979 - 1998
Barred: John Vonderlieth III was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

John Vonderlieth III, who also goes by John Vonderlieth, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1979 - 1998. John had worked at 11 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Vonderlieth

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

AMERIPROP, INC.·CRD# 24305
BD
Melville, NY
February 17, 1998 - May 7, 1998
VSR FINANCIAL SERVICES, INC.·CRD# 14503
BD
Overland Park, KS
January 2, 1997 - December 31, 1997
IFG NETWORK SECURITIES, INC.·CRD# 19948
BD
Atlanta, GA
December 20, 1996 - December 31, 1996
BUCKHEAD FINANCIAL CORPORATION·CRD# 18398
BD
April 29, 1992 - December 11, 1996
MCCARLEY AND ASSOCIATES, INC.·CRD# 16128
BD
Greenville, SC
April 5, 1991 - February 18, 1992
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
December 11, 1989 - February 11, 1991
SSV SECURITIES, INC.·CRD# 17103
BD
August 12, 1986 - January 1, 1990
TITAN/VALUE EQUITIES GROUP, INC.·CRD# 6359
BD
October 22, 1984 - July 29, 1986
FSC SECURITIES CORPORATION·CRD# 7461
BD
September 26, 1981 - October 11, 1984
INDEPENDENT FINANCIAL PLANNERS CORPORATION·CRD# 653
BD
July 7, 1980 - June 24, 1981
FIRST JERSEY SECURITIES, INC.·CRD# 6621
BD
May 24, 1979 - October 10, 1979

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Current Firm

AI
AMERIPROP, INC.

AMERIPROP, INC.

CRD#: 24305 / SEC#: 8-41247
BD
Terminated by SEC on 11/22/2003

Contact Information

Established

New Jersey since 07/09/1984

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KLEIN, STEVEN DOUGLASPRESIDENT1940511

Disclosures

Regulatory Event

2

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1981About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1979About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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