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JV

John Vonderlieth

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CRD#: 866567
JV

Professional summary

John Vonderlieth III was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

John is a previously registered financial professional and started their career in finance in 1979. Prior to being barred, John had worked at 11 firms, which includes AMERIPROP INC., VSR FINANCIAL SERVICES INC., IFG NETWORK SECURITIES INC., BUCKHEAD FINANCIAL CORPORATION, MCCARLEY AND ASSOCIATES INC., CITIGROUP GLOBAL MARKETS INC., SSV SECURITIES INC., TITAN/VALUE EQUITIES GROUP INC., FSC SECURITIES CORPORATION, INDEPENDENT FINANCIAL PLANNERS CORPORATION, FIRST JERSEY SECURITIES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

John Vonderlieth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 17, 1998 - May 7, 1998

AMERIPROP, INC.

BD
CRD#: 24305
MELVILLE, NY
Past

January 2, 1997 - December 31, 1997

VSR FINANCIAL SERVICES, INC.

BD
CRD#: 14503
OVERLAND PARK, KS
Past

December 20, 1996 - December 31, 1996

IFG NETWORK SECURITIES, INC.

BD
CRD#: 19948
ATLANTA, GA
Past

April 29, 1992 - December 11, 1996

BUCKHEAD FINANCIAL CORPORATION

BD
CRD#: 18398
Past

April 5, 1991 - February 18, 1992

MCCARLEY AND ASSOCIATES, INC.

BD
CRD#: 16128
GREENVILLE, SC
Past

December 11, 1989 - February 11, 1991

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

August 12, 1986 - January 1, 1990

SSV SECURITIES, INC.

BD
CRD#: 17103
Past

October 22, 1984 - July 29, 1986

TITAN/VALUE EQUITIES GROUP, INC.

BD
CRD#: 6359
Past

September 26, 1981 - October 11, 1984

FSC SECURITIES CORPORATION

BD
CRD#: 7461
Past

July 7, 1980 - June 24, 1981

INDEPENDENT FINANCIAL PLANNERS CORPORATION

BD
CRD#: 653
Past

May 24, 1979 - October 10, 1979

FIRST JERSEY SECURITIES, INC.

BD
CRD#: 6621

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/9/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 5/19/1979
General Securities Representative Examination

Current Firm

AI
AMERIPROP, INC.
AMERIPROP, INC.

CRD#: 24305 / SEC#: , 8-41247

BD
Terminated by SEC on 11/22/2003
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Contact information

Main Address
Mailing Address
Phone number
Established
New Jersey since 07/09/1984
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
KLEIN, STEVEN DOUGLASPRESIDENT1940511

Disclosures

Regulatory Event2
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERIPROP, INC.

CRD#: 24305

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