Joel B. Felsenfeld
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Barry Felsenfeld, who also goes by Joel B Felsenfeld, was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1979. Joel had worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2015 - February 16, 2022
TRIDENT PARTNERS LTD.
November 22, 2013 - February 4, 2015
NATIONAL SECURITIES CORPORATION
April 7, 1993 - November 22, 2013
PRIME CAPITAL SERVICES, INC.
August 19, 1991 - April 1, 1993
SCHNEIDER SECURITIES, INC.
April 19, 1991 - August 12, 1991
REICH & CO., INC.
April 2, 1991 - May 6, 1991
ROBERT THOMAS SECURITIES, INC
September 5, 1989 - April 5, 1991
G. K. SCOTT & CO., INC.
September 9, 1987 - October 4, 1988
HIBBARD BROWN & CO., INC.
December 10, 1985 - October 5, 1987
BROOKS WEINGER ROBBINS & LEEDS INC.
November 15, 1982 - January 1, 1986
BRODIS SECURITIES INCORPORATED
May 28, 1982 - January 7, 1983
MOSELEY SECURITIES CORPORATION
June 5, 1980 - June 8, 1982
ROSS, STEBBINS INC.
May 24, 1979 - May 20, 1981
OLD COURT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRIDENT PARTNERS LTD.
CRD#: 41258 / SEC#: , 8-49342
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
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