John E. Bishop

WEALTHFORGE SECURITIES

Richmond, VA 23230

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CRD#: 866202

Professional summary

John Edward Bishop is a registered financial professional currently at WEALTHFORGE SECURITIES, LLC located in Richmond, Virginia.

John is registered as a RR (Registered Representative) and started their career in finance in 1979. John has worked at 15 firms and has passed the Series 63, Series 65, Series 66, SIE, Series 22, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Edward Bishop's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 27, 2025 - Present

WEALTHFORGE SECURITIES, LLC

Office #1: 3015 W Moore Street Suite 102, Richmond, VA 23230

CRD#: 152550

Richmond, VA

Past

January 3, 2023 - February 21, 2025

SAXONY SECURITIES, INC.

CRD#: 115547

Castle Rock, CO

Past

March 22, 2021 - December 31, 2022

PATRICK CAPITAL MARKETS, LLC

CRD#: 16518

Castle Rock, CO

Past

October 12, 2020 - March 23, 2021

COLORADO FINANCIAL SERVICE CORPORATION

CRD#: 104343

CENTENNIAL, CO

Past

May 23, 2019 - October 8, 2020

INVICTA CAPITAL LLC

CRD#: 288101

OAKMONT, PA

Past

June 15, 2018 - May 22, 2019

KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898

SAN DIEGO, CA

Past

February 16, 2018 - June 15, 2018

SGMA CAPITAL MARKETS LIMITED

CRD#: 135327

NEW YORK, NY

Past

June 29, 2016 - February 15, 2018

COLORADO FINANCIAL SERVICE CORPORATION

RIA

CRD#: 104343

McLean, VA

Past

June 23, 2016 - February 15, 2018

COLORADO FINANCIAL SERVICE CORPORATION

CRD#: 104343

McLean, VA

Past

February 18, 2016 - July 1, 2016

RCX CAPITAL GROUP ADVISORS, LLC

RIA

CRD#: 170463

ANNAPOLIS, MD

Past

April 1, 2014 - December 31, 2014

RCX CAPITAL GROUP ADVISORS, LLC

RIA

CRD#: 170463

ANNAPOLIS, MD

Past

December 18, 2012 - July 1, 2016

RCX CAPITAL GROUP, LLC

CRD#: 114290

THE WOODLANDS, TX

Past

August 31, 2011 - November 21, 2012

SILBER BENNETT FINANCIAL, INC.

CRD#: 156435

SAN JUAN CAPISTRANO, CA

Past

January 18, 2011 - January 23, 2013

ALPHA STRATEGIES CORPORATION

RIA

CRD#: 153713

RESTON, VA

Past

November 23, 2010 - December 31, 2010

ALPHA STRATEGIES CORPORATION

RIA

CRD#: 153713

RESTON, VA

Past

October 19, 2006 - May 18, 2007

JESUP & LAMONT SECURITIES CORP

CRD#: 39056

NEW YORK, NY

Past

May 26, 1982 - September 13, 2005

CNL SECURITIES CORP.

CRD#: 10356

ORLANDO, FL

Past

September 4, 1981 - February 25, 1987

MONARCH SECURITIES, INC.

CRD#: 2809

Past

May 21, 1979 - April 19, 1982

NEW ENGLAND SECURITIES

CRD#: 615

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/27/2025)

California
(2/27/2025)

Colorado
(2/27/2025)

Delaware
(2/27/2025)

District of Columbia
(2/27/2025)

Florida
(2/27/2025)

Georgia
(2/27/2025)

Illinois
(2/27/2025)

Indiana
(2/27/2025)

Kentucky
(2/27/2025)

Maryland
(2/27/2025)

Michigan
(2/27/2025)

New Jersey
(2/27/2025)

New York
(2/27/2025)

North Carolina
(2/27/2025)

Ohio
(2/28/2025)

Pennsylvania
(2/27/2025)

South Carolina
(2/27/2025)

Utah
(2/27/2025)

Virginia
(2/27/2025)

Exams

State Security Law Exam

Series 63

Date: 5/7/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/19/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/31/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 6/22/2011

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 7

Date: 12/28/1992

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 5/15/1979

Registered Representative Examination

SRO Registrations

FINRA

Current Firm

WEALTHFORGE SECURITIES, LLC

WEALTHFORGE | WEALTHFORGE, LLC | WEALTHFORGE SECURITIES, LLC

CRD#: 152550 / SEC#: , 8-68464

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

3015 W Moore St Suite 102, Richmond, VA 23230

Mailing Address

3015 W Moore St Suite 102, Richmond, VA 23230

Phone number

(804) 308-0431

Established

Virginia since 07/28/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
WEALTHFORGE HOLDINGS, INC.	PARENT
ARLES, DONNA DIPIETRO	CFO, PFO, POO	6489389
RAPER, JAMES LEROY JR	CCO, COO	5721253
ROBBINS, GEORGE WILLIAM IV	CEO	2440106

Disclosures

Regulatory Event	3
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John E. Bishop

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Edward Bishop's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAXONY SECURITIES, INC.

PATRICK CAPITAL MARKETS, LLC

COLORADO FINANCIAL SERVICE CORPORATION

INVICTA CAPITAL LLC

KINGSWOOD CAPITAL PARTNERS, LLC

SGMA CAPITAL MARKETS LIMITED

COLORADO FINANCIAL SERVICE CORPORATION

COLORADO FINANCIAL SERVICE CORPORATION

RCX CAPITAL GROUP ADVISORS, LLC

RCX CAPITAL GROUP ADVISORS, LLC

RCX CAPITAL GROUP, LLC

SILBER BENNETT FINANCIAL, INC.

ALPHA STRATEGIES CORPORATION

ALPHA STRATEGIES CORPORATION

JESUP & LAMONT SECURITIES CORP

CNL SECURITIES CORP.

MONARCH SECURITIES, INC.

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 63

Date: 5/7/2011

Series 65

Date: 11/19/2010

Series 66

Date: 12/31/2003

SIE

Date: 10/1/2018

Series 22

Date: 6/22/2011

Series 7

Date: 12/28/1992

Series 1

Date: 5/15/1979

FINRA

Current Firm

WEALTHFORGE SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WEALTHFORGE SECURITIES, LLC

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