Bertram T. Hardcastle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bertram Talbot Hardcastle III, who also goes by Bertram Talbot Hardcastle, was a registered financial professional .
Bertram is a previously registered financial professional and started their career in finance in 1979. Bertram had worked at 3 firms and has passed the Series 1 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 1984 - March 6, 1990
COAST FINANCIAL ADVISORS, INC.
November 17, 1980 - September 15, 1983
FINANCIAL PLANNERS EQUITY CORPORATION
April 25, 1979 - February 1, 1989
R & M INVESTMENT MARKETING
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/17/1979
Registered Representative ExaminationCurrent Firm
COAST FINANCIAL ADVISORS, INC.
CRD#: 6249 / SEC#: , 8-17038
Contact information
Documents
Red Flags
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