Steven R. Fletcher
Professional summary
Steven Raymond Fletcher is a registered financial professional currently at SILVER LEAF PARTNERS, LLC located in New York, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1981. Steven has worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 31, Series 15, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Raymond Fletcher's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2012 - Present
SILVER LEAF PARTNERS, LLC
Office #1: 3 Columbus Circle Floor 15, New York, NY 10019May 18, 2005 - January 31, 2012
HEDGE FUND CAPITAL PARTNERS, LLC
June 9, 2004 - August 2, 2004
BROADBAND CAPITAL MANAGEMENT, LLC
January 6, 2003 - December 16, 2003
ROUND HILL SECURITIES, INC.
July 9, 1992 - January 10, 2003
PRUDENTIAL EQUITY GROUP, LLC
June 20, 1988 - June 25, 1992
LEHMAN BROTHERS INC.
March 19, 1982 - July 1, 1988
CIBC WORLD MARKETS CORP.
July 13, 1981 - March 31, 1982
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/23/2012)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 15
Date: 4/7/1995
Foreign Currency Options ExaminationSeries 8
Date: 10/23/1992
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
SILVER LEAF PARTNERS, LLC
CRD#: 126694 / SEC#: , 8-65902
Contact information
FINRA licenses (50 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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