Byron R. Fike
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Byron Ray Fike, who also goes by B Ray Fike, was a registered financial advisor .
Byron is a previously registered financial advisor and started their career in finance in 1979. Byron had worked at 12 firms and has passed the Series 63, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2007 - May 31, 2011
RAY FIKE & CO., INC.
April 7, 2004 - April 15, 2005
ON INVESTMENT MANAGEMENT CO
October 31, 2003 - April 15, 2005
THE O.N. EQUITY SALES COMPANY
March 9, 1990 - November 1, 2001
INVESTORS SECURITY COMPANY, INC.
November 21, 1988 - March 21, 1990
MONARCH SECURITIES, INC.
July 12, 1988 - November 19, 1988
RELIASTAR FINANCIAL MARKETING CORP.
December 5, 1986 - July 6, 1988
VP DISTRIBUTORS LLC
September 8, 1983 - December 9, 1986
OSAIC FS, INC.
November 23, 1982 - August 29, 1983
CADARET, GRANT & CO., INC.
September 28, 1982 - December 17, 1986
RELIASTAR FINANCIAL MARKETING CORP.
September 11, 1981 - December 24, 1981
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
October 20, 1980 - March 1, 1990
EQUITABLE ADVISORS, LLC
May 10, 1979 - January 22, 1981
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/25/1979
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
