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Byron Ray Fike

CRD# 865958·Registered 1979 - 2011
Previously Registered: Being a previously registered professional could mean that Byron is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Byron Ray Fike, who also goes by B Ray Fike, was a registered financial advisor. Byron was a previously registered financial advisor and started their career in finance 1979 - 2011. Byron had worked at 12 firms and has passed the Series 63, Series 1 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

B Ray Fike

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

RAY FIKE & CO., INC.·CRD# 125022
RIA
Richmond, VA
January 10, 2007 - May 31, 2011
ON INVESTMENT MANAGEMENT CO·CRD# 105662
RIA
Richmond, VA
April 7, 2004 - April 15, 2005
THE O.N. EQUITY SALES COMPANY·CRD# 2936
BD
Cincinnati, OH
October 31, 2003 - April 15, 2005
INVESTORS SECURITY COMPANY, INC.·CRD# 2331
BD
Suffolk, VA
March 9, 1990 - November 1, 2001
MONARCH SECURITIES, INC.·CRD# 2809
BD
November 21, 1988 - March 21, 1990
RELIASTAR FINANCIAL MARKETING CORP.·CRD# 4234
BD
July 12, 1988 - November 19, 1988
VP DISTRIBUTORS, LLC·CRD# 3036
BD
December 5, 1986 - July 6, 1988
OSAIC FS, INC.·CRD# 3870
BD
September 8, 1983 - December 9, 1986
CADARET, GRANT & CO., INC.·CRD# 10641
BD
November 23, 1982 - August 29, 1983
RELIASTAR FINANCIAL MARKETING CORP.·CRD# 4234
BD
September 28, 1982 - December 17, 1986
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY·CRD# 2682
BD
September 11, 1981 - December 24, 1981
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
October 20, 1980 - March 1, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
New York, NY
May 10, 1979 - January 22, 1981

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1983About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Apr 1979

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Nov 1987About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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