Brian D. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Dennis Murphy was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1979. Brian had worked at 10 firms and has passed the Series 63, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2009 - October 2, 2009
GLOBAL ATLANTIC DISTRIBUTORS, LLC
January 21, 2009 - October 8, 2009
WOODBURY FINANCIAL SERVICES, INC.
March 20, 2007 - March 28, 2011
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
March 20, 2007 - March 28, 2011
HARTFORD FUNDS DISTRIBUTORS, LLC
March 20, 2007 - March 7, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
November 14, 2001 - December 31, 2007
WOODBURY FINANCIAL SERVICES, INC.
May 4, 1999 - November 27, 2001
AMERICAN GENERAL SECURITIES INCORPORATED
August 8, 1997 - July 15, 1998
WS GRIFFITH SECURITIES, INC.
September 19, 1994 - August 8, 1997
VP DISTRIBUTORS LLC
May 9, 1979 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
May 9, 1979 - July 25, 1994
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/3/1979
Registered Representative ExaminationCurrent Firm
GLOBAL ATLANTIC DISTRIBUTORS, LLC
CRD#: 8326 / SEC#: , 8-25027
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLOBAL ATLANTIC (FIN) COMPANY | OWNER | |
| BICKLER, JASON ALEXANDER | PRESIDENT AND MANAGER | 4164884 |
| MOORCROFT, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER | 4258952 |
| NELSON, PAULA GENEVIEVE | MANAGER, HEAD OF DISTRIBUTION | 2015528 |
| PAULOUSKY, MICHAEL RYAN | TREASURER | 7339297 |
| RAMOS, SAMUEL | GENERAL COUNSEL AND SECRETARY | 6722343 |
| RIP, OLGA | FINOP AND CHIEF FINANCIAL OFFICER | 5440553 |
| RUTHERFORD, KELLY JUNE | SENIOR VICE-PRESIDENT | 7282305 |
| SIEGEL, DEAN CYRUS | VICE PRESIDENT | 3224832 |
| TODD, ERIC DAVID | MANAGER | 2175308 |
| WEISS, DAVID LEE | SENIOR VICE PRESIDENT | 2345057 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
