Ervin A. Lyczynski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ervin Arthur Lyczynski, who also goes by Ervin A Lyczynski, was a registered financial professional .
Ervin is a previously registered financial professional and started their career in finance in 1979. Ervin had worked at 11 firms and has passed the Series 63, SIE, Series 6, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2007 - October 4, 2016
MISSIONSQUARE RETIREMENT
February 27, 2006 - October 4, 2016
MISSIONSQUARE WEALTH MANAGEMENT
February 26, 2004 - March 10, 2006
VALIC FINANCIAL ADVISORS, INC.
March 16, 1999 - March 10, 2006
VALIC FINANCIAL ADVISORS, INC.
May 27, 1994 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
March 17, 1990 - October 9, 1991
OSAIC FA, INC.
March 9, 1990 - October 9, 1991
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 17, 1989 - March 26, 1990
LEHMAN BROTHERS INC.
May 10, 1989 - July 25, 1989
THOMSON MCKINNON SECURITIES INC.
January 26, 1988 - May 23, 1989
UR FINANCIAL, INC.
August 29, 1984 - February 18, 1988
E. F. HUTTON & COMPANY INC
August 1, 1980 - May 3, 1984
ADVANTAGE CAPITAL CORPORATION
May 7, 1979 - September 17, 1984
THE VARIABLE ANNUITY MARKETING COMPANY
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/30/1979
Registered Representative ExaminationCurrent Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
