Paul J. Carvajal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul J Carvajal, who also goes by Pablo Jose Carvajal, Paul Carvajal, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1979. Paul had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 1986 - June 24, 1986
CROMWELL, KNIGHT & CO., INC.
April 23, 1985 - September 9, 1985
R.H. STEWART & CO., INC.
December 17, 1984 - October 24, 1985
CAMBRIDGE CAPITAL CORPORATION
August 23, 1984 - October 15, 1984
R.H. STEWART & CO., INC.
August 20, 1984 - August 7, 1985
AMFIRST FINANCIAL GROUP, INC.
November 14, 1983 - June 11, 1984
CITIWIDE SECURITIES CORP.
August 5, 1983 - October 8, 1983
RLR SECURITIES GROUP, INC.
June 14, 1983 - July 20, 1983
LEHMAN BROTHERS INC.
October 16, 1979 - May 16, 1983
BLINDER, ROBINSON & CO., INC.
July 9, 1979 - October 1, 1979
BALOGH SECURITIES, INC.
May 7, 1979 - August 2, 1979
DOMIK CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CROMWELL, KNIGHT & CO., INC.
CRD#: 10512 / SEC#: , 8-27673
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
