Thomas P. Lynch

LYNCH & ASSOCIATES

NEWBURGH, IN 47630

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CRD#: 865691

Professional summary

Thomas Patrick Lynch is a registered financial advisor currently at LYNCH & ASSOCIATES located in Newburgh, Indiana.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Thomas has worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TRUSTEE/ ANTHEM TRUST FUND

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Patrick Lynch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 1998 - Present

LYNCH & ASSOCIATES

Office #1: 10644 Newburgh Road, Newburgh, IN 47630

RIA

CRD#: 108326

NEWBURGH, IN

Past

April 24, 1981 - February 28, 1994

RAFFENSPERGER, HUGHES & CO., INC.

CRD#: 699

Past

May 1, 1979 - May 24, 1981

TRAUB AND COMPANY, INC.

CRD#: 4904

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LYNCH & ASSOCIATES

LYNCH & ASSOCIATES | LYNCH & ASSOCIATES INC

CRD#: 108326 / SEC#: 801-47981

RIA

Registered Investment Advisory firm - (12/5/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(12/1/1998)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/23/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/21/1979

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/14/1984

General Securities Principal Examination

Current Firm

LYNCH & ASSOCIATES

LYNCH & ASSOCIATES | LYNCH & ASSOCIATES INC

CRD#: 108326 / SEC#: 801-47981

RIA

Registered Investment Advisory firm - (12/5/1994 Approved)

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Contact information

Main Address

10644 Newburgh Rd Sr 662, Newburgh, IN 47630-8845

Mailing Address

P.o. Box 5585, Evansville, IN 47716-5585

Phone number

(812) 853-0878

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/11/2025)

Regulatory assets under management

Total Number of Accounts	1,870
AUM (Assets Under Management)	$ 741,541,787

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/23/2025	Cover Page	Report
01/02/2025	Cover Page	Report
11/01/2023	Cover Page	Report
01/05/2023	Cover Page	Report
12/14/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas P. Lynch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Patrick Lynch's CRS (Customer Relationship Summary).

Certified licenses

Experience

LYNCH & ASSOCIATES

RAFFENSPERGER, HUGHES & CO., INC.

TRAUB AND COMPANY, INC.

Primary Firm SEC Registration

LYNCH & ASSOCIATES

State Registrations and Notice Filings

Exams

Series 63

Date: 3/23/1984

Series 7

Date: 4/21/1979

Series 24

Date: 3/14/1984

Current Firm

LYNCH & ASSOCIATES

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LYNCH & ASSOCIATES

TRUST BUT VERIFY

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