Robert C. Leayman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Charles Leayman, who also goes by Robert C Leayman, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1979. Robert had worked at 3 firms and has passed the Series 65, Series 63, Series 15, Series 5 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 1991 - July 2, 2019
CONNORS INVESTOR SERVICES INC
September 17, 1979 - April 4, 1985
LEHMAN BROTHERS INC.
May 1, 1979 - September 17, 1979
LOEB PARTNERS
Primary Firm SEC Registration
CONNORS INVESTOR SERVICES INC
CRD#: 106993 / SEC#: 801-6211
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 8/2/1984
Foreign Currency Options ExaminationSeries 5
Date: 10/17/1981
Interest Rate Options ExaminationCurrent Firm
CONNORS INVESTOR SERVICES INC
CRD#: 106993 / SEC#: 801-6211
Contact information
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 626 |
| AUM (Assets Under Management) | $ 1,203,741,788 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
