Rishi Bharathan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rishi Bharathan, who also goes by John Bruce Waymire, was a registered financial professional .
Rishi is a previously registered financial professional and started their career in finance in 1989. Rishi had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2007 - December 31, 2019
PALADIN RESEARCH & REGISTRY
January 26, 2006 - November 10, 2006
GOLD COAST SECURITIES, INC.
January 26, 2006 - November 10, 2006
GOLD COAST SECURITIES, INC.
October 17, 1996 - February 2, 2004
FDX ADVISORS, INC.
October 5, 1989 - February 2, 2004
LONDON PACIFIC SECURITIES, INC.
July 18, 1989 - October 21, 1989
LEXINGTON FUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PALADIN RESEARCH & REGISTRY
CRD#: 143203 / SEC#: 801-67566
Contact information
Red Flags
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