Mark F. Ramey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Francis Ramey, who also goes by Mark F Ramey, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1979. Mark had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2012 - October 3, 2012
INTERVEST INTERNATIONAL, INC.
September 12, 2011 - October 3, 2012
INTERVEST INTERNATIONAL EQUITIES CORPORATION
July 28, 1997 - August 15, 2011
THE O.N. EQUITY SALES COMPANY
March 8, 1989 - June 24, 1997
PRUCO SECURITIES, LLC.
April 24, 1987 - March 16, 1989
THE O.N. EQUITY SALES COMPANY
May 10, 1984 - April 25, 1987
FINANCIAL PLANNERS EQUITY CORPORATION
May 1, 1979 - May 5, 1984
THE O.N. EQUITY SALES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/27/1979
Registered Representative ExaminationCurrent Firm
INTERVEST INTERNATIONAL, INC.
CRD#: 111516 / SEC#: 801-66615
Contact information
Regulatory assets under management
| Total Number of Accounts | 356 |
| AUM (Assets Under Management) | $ 39,933,048 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
