Jeffrey T. Burrows
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Thomas Burrows, who also goes by Jeff Burrows, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1979. Jeffrey had worked at 8 firms and has passed the Series 63, Series 7, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 1994 - October 18, 1994
WELLS FARGO BROKERAGE SERVICES, L.L.C.
January 22, 1992 - October 20, 1993
UBS FINANCIAL SERVICES INC.
September 4, 1990 - January 6, 1992
WELLS FARGO CLEARING SERVICES, LLC
June 12, 1989 - September 4, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
February 22, 1988 - July 3, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
January 25, 1985 - March 19, 1988
CITIGROUP GLOBAL MARKETS INC.
September 8, 1982 - January 24, 1985
BOETTCHER & COMPANY, INC.
May 1, 1979 - November 24, 1982
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/27/1979
Registered Representative ExaminationSeries 8
Date: 7/10/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WELLS FARGO BROKERAGE SERVICES, L.L.C.
CRD#: 16100 / SEC#: , 8-33283
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WELLS FARGO INVESTMENT GROUP, INC. | DIRECT OWNER | |
| HOGG, ALAN THOMAS | DIRECTOR, EXECUTIVE VICE PRESIDENT | 3019085 |
| MATTHIES, SILAS LANGDON JR | DIRECTOR/EXECUTIVE VICE PRESIDENT/ASSISTANT SECRETARY | 1385815 |
| MCGRORY, MATTHEW W. | DIRECTOR | 4917590 |
| NIEDFELDT, JOAN CAROLE | CHIEF FINANCIAL OFFICER/VICE PRESIDENT | 724703 |
| SCHAEFER, MICHAEL ALLEN | DIRECTOR | 1599656 |
| SHREWSBERRY, JOHN RICHARD | DIRECTOR/CHIEF EXECUTIVE OFFICER/PRESIDENT | 2264673 |
| ZELLMER, JO ANN | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 2169167 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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