Jan E. Helen
Professional summary
Jan Ernest Helen was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jan is a previously registered financial advisor and started their career in finance in 1979. Prior to being barred, Jan had worked at 4 firms, which includes JANCO CAPITAL MANAGEMENT LLC, JANCO PARTNERS INC., HANIFEN IMHOFF INC., BOETTCHER & COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1999 - December 31, 2007
JANCO CAPITAL MANAGEMENT, LLC
February 21, 1996 - September 12, 2014
JANCO PARTNERS, INC.
June 6, 1983 - December 8, 1995
HANIFEN, IMHOFF INC.
May 1, 1979 - June 8, 1983
BOETTCHER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/8/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current firm
No current employment
Red Flags
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