Robert J. Lavin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Lavin JR, who also goes by Robert Joseph Lavin, Robert Ruggerolavin, Robert Joseph Rugierrolavin, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1979. Robert had worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2018 - December 31, 2020
PREDICTIVE RIFT LLC
December 3, 1997 - November 19, 1998
EDUCATION SECURITIES, INC.
June 23, 1983 - May 11, 1984
LEHMAN BROTHERS INC.
May 10, 1982 - July 7, 1983
UBS FINANCIAL SERVICES INC.
August 16, 1979 - January 4, 1982
FIRST AFFILIATED SECURITIES, INC.
May 1, 1979 - July 11, 1979
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PREDICTIVE RIFT LLC
CRD#: 288921 / SEC#: 802-110881
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 8/11/2017 |
| Virginia | ERA - Withdrawn | 8/11/2017 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
