Steven J. Thrush
Professional summary
Steven James Thrush was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Steven is a previously registered financial professional and started their career in finance in 1979. Prior to being barred, Steven had worked at 11 firms, which includes SUMMIT FINANCIAL GROUP INC, SUMMIT BROKERAGE SERVICES INC., CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC., CAMBRIDGE INVESTMENT RESEARCH INC., OSAIC SERVICES INC., SUNAMERICA SECURITIES INC., PIPER SANDLER & CO., WELLS FARGO CLEARING SERVICES LLC, BOETTCHER & COMPANY INC., UBS FINANCIAL SERVICES INC., E. F. HUTTON & COMPANY INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2014 - April 18, 2019
SUMMIT FINANCIAL GROUP INC
January 31, 2014 - April 18, 2019
SUMMIT BROKERAGE SERVICES, INC.
July 23, 2008 - February 6, 2014
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
July 14, 2008 - February 6, 2014
CAMBRIDGE INVESTMENT RESEARCH, INC.
July 12, 2007 - July 16, 2008
OSAIC SERVICES, INC.
October 31, 2005 - July 16, 2008
OSAIC SERVICES, INC.
October 6, 1995 - October 31, 2005
SUNAMERICA SECURITIES, INC.
September 28, 1992 - October 16, 1995
PIPER SANDLER & CO.
September 4, 1990 - September 28, 1992
WELLS FARGO CLEARING SERVICES, LLC
January 3, 1990 - September 4, 1990
BOETTCHER & COMPANY, INC.
April 1, 1987 - January 20, 1990
UBS FINANCIAL SERVICES INC.
May 1, 1979 - April 7, 1987
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Exams
Series 8
Date: 8/10/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
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