Peter B. Mauthe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Baxter Mauthe was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2005. Peter had worked at 6 firms and has passed the Series 65, Series 7, Series 3, Series 2 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2023 - April 24, 2026
GLOBAL INVESTMENT SOLUTIONS, LLC
May 22, 2013 - January 24, 2023
FLEXIBLE PLAN INVESTMENTS LTD
January 25, 2012 - February 13, 2013
MAULDIN SECURITIES, LLC
December 20, 2011 - February 13, 2013
MAULDIN SOLUTIONS, LLC
August 17, 2005 - December 7, 2011
RHOADS LUCCA CAPITAL PARTNERS, L.P.
March 24, 2005 - December 2, 2011
RHOADS LUCCA CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 9/21/1995
Non-Member General Securities ExaminationCurrent Firm
GLOBAL INVESTMENT SOLUTIONS, LLC
CRD#: 133850 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 138 |
| AUM (Assets Under Management) | $ 28,065,860 |
Red Flags
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