Joseph N. Lambert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Neil Lambert, who also goes by Joe Lambert, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1979. Joseph had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2019 - December 31, 2025
LAMBERT CAPITAL MANAGEMENT
July 21, 2014 - October 20, 2014
SYNDICATED CAPITAL, INC.
August 23, 2004 - April 9, 2012
SYNDICATED CAPITAL, INC.
May 21, 1997 - October 23, 2002
TRADEWAY SECURITIES GROUP, INC.
March 17, 1994 - January 3, 1996
JDL SECURITIES CORPORATION
July 16, 1990 - March 29, 1994
INTERCAL SECURITIES CO.
August 23, 1985 - July 9, 1990
SANTA BARBARA SECURITIES, INC.
May 1, 1979 - August 30, 1985
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 2/10/1986
Foreign Currency Options ExaminationSeries 5
Date: 2/9/1982
Interest Rate Options ExaminationCurrent Firm
LAMBERT CAPITAL MANAGEMENT
CRD#: 127822 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 4,265,442 |
Red Flags
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