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RP

Richard J. Petso

MODERN WEALTH MANAGEMENT
BOISE, ID 83702
Some features on this profile are disabled
CRD#: 865454
RP

Professional summary

Richard Joseph Petso DICK, who also goes by Dick Petso, Richard Joseph Petso, is a registered financial advisor currently at MODERN WEALTH MANAGEMENT, LLC located in Boise, Idaho.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Richard has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 5 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Dick Petso | Richard Joseph Petso

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Independent Insurance Agent, Sole Proprietor, Start Date: 01/01/16, 1405 W. Main Street Boise, ID 83702, Insurance Agency/Agent, Not Investment related, 1 hour per month, <1 hour per day during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Joseph Petso DICK's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 20, 2024 - Present

MODERN WEALTH MANAGEMENT, LLC

Office #1: 1405 W Main Street, Boise, ID 83702
RIA
CRD#: 324624
BOISE, ID
Past

January 4, 2016 - December 31, 2024

MUTUAL SECURITIES, INC.

BD
CRD#: 13092
Boise, ID
Past

November 25, 2015 - November 12, 2024

PETSO FINANCIAL CONSULTANTS LLC

RIA
CRD#: 282032
BOISE, ID
Past

May 19, 2008 - December 31, 2015

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
BOISE, ID
Past

October 5, 2007 - December 31, 2015

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
BOISE, ID
Past

August 12, 2006 - October 16, 2007

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
BOISE, ID
Past

May 1, 1979 - August 12, 2006

PIPER SANDLER & CO.

BD
CRD#: 665
BOISE, ID

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA
Registered Investment Advisory firm - (5/2/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Idaho
(10/20/2024)
IAR
Texas
(10/21/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/24/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/10/1980
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 10/20/1983
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 5
Date: 2/6/1982
Interest Rate Options Examination
General Industry/Product Exam
RR
Series 7
Date: 4/21/1979
General Securities Representative Examination

Current Firm

MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA
Registered Investment Advisory firm - (5/2/2023 Approved)
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Contact information

Main Address
13550 W 95th St., Lenexa, KS 66227
Mailing Address
Phone number
(913) 393-1000
Established
Firm type
Fiscal year end
# of Employees
150

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MARCH 2025 ADV 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts18,823
AUM (Assets Under Management)$ 6,148,915,787

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624Boise, ID 83702

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Contact information

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