Joseph A. Whitehead
Professional summary
Joseph Anthony Whitehead JR, who also goes by Jrjoseph Anthony Whitehead, is a registered financial professional currently at THORNTON FARISH INC. located in Montgomery, Alabama.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1979. Joseph has worked at 5 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Anthony Whitehead JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2005 - Present
THORNTON FARISH INC.
Office #1: 3500 Eastern Blvd., Suite 210, Montgomery, AL 36116Office #2: 3500 Eastern Blvd, Suite 210, Montgomery, AL 36116-1781February 26, 1999 - August 31, 2005
STERNE, AGEE & LEACH, INC.
February 4, 1999 - February 26, 1999
STERNE, AGEE & LEACH, INC.
January 29, 1993 - February 9, 1999
MORGAN KEEGAN & COMPANY, LLC
April 8, 1985 - February 5, 1993
PORTER, WHITE & COMPANY, INC.
June 9, 1980 - September 17, 1985
ESSEX COMPANY
May 1, 1979 - June 2, 1980
THORNTON FARISH INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/19/2005)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
THORNTON FARISH INC.
CRD#: 830 / SEC#: , 8-37486
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAMMAN, PRESCOTT WOODRUFF | PRESIDENT | 860903 |
| BAMMAN, PRESCOTT WOODRUFF | CHIEF FINANCIAL OFFICER | 860903 |
| CARDINAL, LOUIS CHARLES | EXECUTIVE VICE PRESIDENT | 716540 |
| WHITEHEAD, JOSEPH ANTHONY JR | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 865409 |
| RUSSELL, SARAH DETLING | CHIEF FINANCIAL OFFICER | 6727189 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
THORNTON FARISH INC.
CRD#: 830Montgomery, AL 36116TRUST BUT VERIFY
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