Benjamin Y. White

D/W FINANCIAL CONSULTANTS LLC

OCEAN VIEW, DE

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CRD#: 865408

Professional summary

Benjamin Yost White is a registered financial advisor currently at D/W FINANCIAL CONSULTANTS LLC located in Ocean View, Delaware.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Benjamin has worked at 3 firms and has passed the Series 65, Series 63, Series 15 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Yost White's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 19, 2013 - Present

D/W FINANCIAL CONSULTANTS LLC

RIA

CRD#: 149395

OCEAN VIEW, DE

Past

September 26, 2007 - December 10, 2008

JOHNSTON, LEMON & CO. INCORPORATED

RIA

CRD#: 473

WASHINGTON, DC

Past

September 5, 1996 - February 25, 2009

JOHNSTON LEMON ASSET MANAGEMENT INC

RIA

CRD#: 109126

WASHINGTON, DC

Past

May 1, 1979 - December 10, 2008

JOHNSTON, LEMON & CO. INCORPORATED

CRD#: 473

WASHINGTON, DC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(3/2/2022)

IAR

Maryland
(6/19/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/10/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/4/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 15

Date: 11/27/1984

Foreign Currency Options Examination

General Industry/Product Exam

Series 7

Date: 4/21/1979

General Securities Representative Examination

Current Firm

D/W FINANCIAL CONSULTANTS LLC

CRD#: 149395 / SEC#: 801-69893

RIA

Registered Investment Advisory firm - (5/18/2012 Terminated)

Delaware

Registered Investment Advisory firm - (2/28/2022 Approved)

Maryland

Registered Investment Advisory firm - (4/17/2012 Approved)

New York

Registered Investment Advisory firm - (10/11/2019 Terminated)

Virginia

Registered Investment Advisory firm - (2/25/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Ocean View, DE

Mailing Address

Phone number

(240) 410-4894

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin Y. White

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Yost White's CRS (Customer Relationship Summary).

Certified licenses

Experience

D/W FINANCIAL CONSULTANTS LLC

JOHNSTON, LEMON & CO. INCORPORATED

JOHNSTON LEMON ASSET MANAGEMENT INC

JOHNSTON, LEMON & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 11/10/2015

Series 63

Date: 4/4/1985

Series 15

Date: 11/27/1984

Series 7

Date: 4/21/1979

Current Firm

D/W FINANCIAL CONSULTANTS LLC

Contact information

Documents

Red Flags

Company Information

D/W FINANCIAL CONSULTANTS LLC

TRUST BUT VERIFY

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